Director / Senior Manager, Compliance, Licensing (60-80k/mth) recruitment
The Company One of top tier investment banks in HK, with a strong compliance function in placed. The Role As part of their growing business, you will be reporting to Regional Head of Compliance, supervising a team of compliance professionals, responsible for SFC and HKMA licensing applications and handling various compliance trainings for the region.Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional qualification is highly preferable, You will have at least 4 years working experience in a banking environment, solid experience in handling HKMA and Read more […]
Legal Counsel – Global Asset Management recruitment
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.Description:As part of the Global Asset Management (GAM) Legal Counsel Team, you will collaborate closely with the team to manage all fund registration, asset management and distribution related legal work. Key tasks and responsibilities include: Drafting and reviewing fund distribution agreement, fund management agreement, fund offering documentation Instructing external legal advisers and providing general legal Read more […]
AML Compliance AVP recruitment
Outstanding career pathExcellent work and life balanceAbout our ClientOur client is an international banking organization with a strong presence across the globe. As one of the major hubs in the region, our client is seeking to further strengthen the team in Hong Kong.Job DescriptionYou will report to the Regional Head of AML Compliance and look after the following responsibilities: Lead the AML functions for the Hong Kong office and liaise closely with Headquarters to implement any new regulatory requirements to all business groups in the region Ensure proper internal control and compliance; Read more […]
Regional Sanctions Compliance Manager – AML recruitment
Reporting to the Regional Sanctions Head based in HKPart of AML Compliance TeamAbout our ClientOur client is a Global Investment Bank.Job DescriptionSupport and assist Regional Sanctions Head in the implementation of the AML Sanctions Policy, and the various Global Sanctions Directives in the relevant APac business. Work closely with the Regional Sector AML Sanctions Head and the Regional AML Team in effectively managing AML/Sanction risks in APAC. Ensure the Bank’s adherence to applicable Sanctions laws and regulations in APAC with the development and implementation of a business-specific Regional Read more […]
Compliance Manager- 5 years + experience- Investment Bank recruitment
Our client, a top investment bank is looking for a compliance manager in central compliance to be based in Hong Kong. Role: Licensing and Registration – 5 years + compliance experience Duties: – responsible for licensing and registration requirements of the company, the responsible officers and employees. – deal with regulatory authorities on licensing matters. – maintain policies for exsiting business products or activities. – assist the compliance department in creating, implementing and conducting Professional training programs. – assist in KYC and client account opening with regards to documentations Read more […]
AML Compliance Specialist – Part Time recruitment
A newly created opportunity exists for a dynamic, self motivated and professional AML / Due Diligence specialist to join a leading International Organization. Our client is a prestigious Professional Services organization with a strong global presence. Currently their Hong Kong office has an exciting opportunity for an AML / Due Diligence specialist to join their team.This is a Permanent Part Time position and would suit a return to the work force individual or someone seeking that flexibility in the market. As an AML Analyst you will be an integral part of the Client Acceptance Team and you Read more […]
GLOBAL CONSULTANCY – COMPLIANCE – REGULATORY recruitment
ResponsibilitiesAs part of a team of professionals, provide advisory services to clients on the development and implementation of risk management policies, systems and controls, and regulatory issuesReview risk management policies and procedures against Hong Kong/China regulatory requirements and against the best international practices; identify opportunities for enhancement; assist clients in developing an implementation strategy and in resolving implementation issuesAssist clients in understanding and meeting regulatory requirements, including responding to the findings of regulatory examinationsMaintain Read more […]
Compliance- Control Room (AVP) recruitment
Our client, a top investment bank is looking for a control room compliance advisor to be based in Hong Kong. The ideal candidate will have:4-6 years of compliance experience in investment bankingrelevant control room experience will be a pluspossess a solid understanding of global market products including fixed income and equities.solid understanding of the regulatory environment in Hong Kong.excellent communication skills including English and Cantonese.If you feel you have the desired credentials, please send an updated copy of your CV to asia(at)huxley.com Read more […]
Audit Manager recruitment
RESPONSIBILITYParticipate in the development of the audit policy and audit methodologyParticipate in the development of the Annual Audit Plan including analysis of the business, actuarial and risk assessmentsPlan, organize and supervise the complete audit process and ensures timely reporting within established quality levels, using the approved audit methodologyEstablish contacts with all levels of management to ensure the fulfillment of approved audit assignments and audit objectivesKeep abreast of developments/new approaches in auditingAdopt a creative and innovative attitude; make any suggestions Read more […]
Vice President / Executive Director, Asia Pacific Enterprise Financial Crimes Compliance recruitment
JOB PURPOSE This Vice President / Executive Director position will be a key part of the Asia EFCC team, responsible for the implementation and oversight of the region’s anti-corruption programme, including programme governance, policy development, training, quality assurance, monitoring, exam coordination and policy enforcement. The recruitment of a more junior compliance officer to join the team is planned for 2013. The successful candidate must have anti-corruption experience, including an understanding of the Foreign Corrupt Practices Act and UK Bribery Act. An understanding of the operations Read more […]