Legal Counsel – International Bank (LC-IB/KTW300312) recruitment
Our client is a leading, international retail bank and is among the top 15 financial institutions worldwide in terms of market capitalization.The successful candidate will be based in Hong Kong assist the Head of Legal Compliance in overseeing all the legal matters of the Bank including: Corporate and Investment Banking, Global Transactional Banking (Trade Finance, Structured Finance and Project Finance) and Treasury (Capital Markets, Derivatives, Bonds, Equity Trading etc.) Areas covered include: Hong Kong, China, Japan, Korea, Taiwan, Singapore and Australia.To be considered for this position Read more […]
Compliance Manager, Financial Institution recruitment
The Company Our client is an industry leading financial institution and a true employer of choice. They are looking to appoint a Compliance Manager. Reporting to the Head of Legal Compliance, this role requires a dedicated and hands-on individual. The Role • Review, update and implement policies and procedures; • Perform compliance monitoring; • Staff dealing monitoring; • Assist the Senior Compliance Manager in developing compliance frameworks in line with new and existing legislative requirements. • Review and analyse changes to legislative requirements and their effect upon business Read more […]
Company Secretary recruitment
This will be a challenging role for an up and coming corporate services professional, who is looking for an opportunity to help build a business. The successful candidate can expect lots of client contact and a genuine career path.Requirements: Ten years company secretarial and corporate services experienceWell versed and knowledgeable in Hong Kong, Offshore and China related cross-border corporate structuring and company secretarial mattersA member of the HKICSExperience with bookkeeping, payroll and MPF administration would be a definite advantageFluent in English and ChineseStrong interpersonal Read more […]
Assistant Vice President/Compliance Manager recruitment
JOB PURPOSE · To assist senior members of the Hong Kong Compliance Team to manage compliance risks. KEY RESPONSIBILITIES · Review, assist and coordinate with outsourcing applications. Provide advisory support where required. · Assist, coordinate and arrange with the relevant Businesses in the completion of regulatory self assessments and surveys with the stipulated deadline. · Assist in the distribution of circulars, guidelines and consultations issued by the regulators to the relevant Businesses. · Assist in handling regulatory enquiries, inspections or investigations. · Assist in Read more […]
AVP Compliance Testing (Investment Bank), Big 4 Candidates. 50-60k recruitment
The Company Our client is a leading investment bank globally looking at expansion in the region. They are currently looking for an experienced auditor to join their Compliance Review team. The Role Reporting to the Head of Compliance Review in the Region, you will be responsible for the following duties: – Assist in establishing effective test plans to identify compliance risk. – Participate in compliance testing review planning and test program development. – Execute test programs and document the test detail results. – Assess the risk level of exceptions identified. – Lead or support in review Read more […]
AML Compliance Manager – Banking ($50-80K) recruitment
The Company Our client is a global financial services organising offering retail and commercial banking services. They are looking to recruit an AML Compliance Manger for their Hong Kong branch. The role will report to the Senior Compliance Manager and be responsible for ensuring that the compliance procedures remain current and in line with the regulatory environment including advice to the business in order to mitigate risks. The Role The successful candidate will manage the critical function of Anti-Money Laundering and Counter-Terrorism Financing compliance for their banking business. You will Read more […]
Registrations & Licensing : Investment Banking Compliance – Temporary to Permanent Contract recruitment
My client a Top Tier Investment Bank is looking for a temporary to permanent compliance professional to join their Registrations and Licensing Team.This is a great opportunity to step into a role responsible for working with internal trading teams and external regulators. Although initially this is a 6 month contract, the organisation is renowned for ensuring the conversion to permanent or an extension of the contract within the same space.This role offers broad exposure to all product areas and you will be expected to face-off to senior professionals both internally and externally.ResponsibilitiesUnderstanding Read more […]
Compliance Specialist, Monitoring & Surveillance recruitment
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.This role consists of three primary functions: 1) to undertake day to day monitoring and surveillance activities; 2) to work closely with various stakeholders to develop and enhance monitoring programmes and systems; and 3) to assist in the co-ordination of the overall governance and supervisory framework for cross division monitoring and surveillance.The role will be based in Hong Kong or Singapore.Key tasks and Read more […]
AVP/VP AML Compliance, Leading Global Investment Bank, Regional Exposure, $45-75 recruitment
The Company Our client is a leading Investment Bank with an increasing focus on product development for the Asia region. As a result of expansion, the senior management team are looking for experienced professionals to expand with the organization. The Role Reporting to the Head of AML, you will be responsible for the following duties: – Perform AML investigations and relationship reviews with a regional focus. – Ensure that business is conducted in compliance with all laws, regulations and internal procedures. – Liaise with Relationship Managers to understand business practices to identify areas Read more […]
Anti-Money Laundering Compliance Analyst recruitment
Business Description JPMorgan Chase Asia regional Anti-Money Laundering [‘AML’] Compliance Team is responsible for implementation and oversight of AML and sanctions initiatives for the firm’s businesses in Asia. You will expect to engage mostly with Treasury and Security Services on a lesser degree, with the Investment Bank and The Private Bank. Treasury Securities Services (TSS) generates more than $8 billion in revenue annually and is a global leader in custody, securities lending, fund accounting and administration, as well as in treasury services. TSS supports the needs of institutional clients Read more […]