Legal Counsel — Vice President — Worldwide Securities Services recruitment
Job OverviewPosition: Legal Counsel for JPMorgan Chase Bank, N.A. (the ‘Bank’) based in Hong Kong to advise and support the Worldwide Securities Services (‘WSS’) business. WSS’s principal activities include providing domestic and global custodial services, ADR and HKDR programmes, securities lending programs, collective investment scheme and fund support related services, and clearance and collateral management services for multi-national corporations, banks and non-bank financial institutions and government bodies worldwide. Reporting Line The position reports to the Bank’s Treasury and Securities Read more […]
Compliance Analyst – Monitoring and Testing, Taiwan – 2 years Contract Role recruitment
This position will support JAPA (Japan, Asia Pacific Australia) regional Compliance Monitoring and Testing team in implementing the local market compliance monitoring program and continually enhancing its effectiveness. This person will perform periodic review of the business processes, review the outcome of business self testing programs performed by lines of Business to ensure adherence to all regulatory requirements. This person will report directly to the JAPA Regional Compliance Senior Manager and has a dotted reporting line to the local Market Compliance Officer.Responsibilities • To Read more […]
General Compliance recruitment
This is an excellent opportunity for a junior compliance professional to make a move to one of the leading compliance teams in Hong Kong. In the role you will support general support to its compliance team. Work will include: AML, monitoring and surveillance, advisory and conflicts. To be successful in the role you will have between 3-5 years experience working in financial services, with a minimum of 2 years experience working in compliance. For more information please contact Stefanie Nitze on +852 2973 6333 or email stefanienitze@taylorroot.com.hk
Snr Counsel – Commodities derivatives recruitment
Unique opportunity for a senior lawyer with solid commodities derivatives experience to be the product specialist at an organisation at the forefront of it’s industry.The ideal candidate will have a minimum of 8PQE with solid derivatives and/or commodities experience gained with a leading international law firm. Strong product knowledge, Asian transactional/regulatory experience and a high level of commercial acumen is essential for this role. Candidates qualified in the UK/HK/Singapore/Australia will be considered for the role, as will lawyers currently working in-house.For more information Read more […]
AML Compliance (AVP) recruitment
HK 6-month contract opportunity – AVP Compliance AML – Governance Metrics Recognized globally as a top-tier bank, our client is looking for a VP Role sitting in the Governance Metrics team within their wider AML function. This is a 6-month contract role based inHong Kong. You will gather and produce valuable MI about Asia Pacific AML activities; enterprise wide across the business. You will be producing the report to senior stakeholders throughout the Business so must have a strong background in stakeholder management. Requirements: Minimum 5 years exposure to Compliance related activities Strong Read more […]
Assistant Vice President/Associate — Compliance Officer recruitment
RESPONSIBILITIES · Responsible for day-to-day operation of the Asia Control Room and Research Compliance, including but not limited to wall-crossing, maintenance of grey and restricted lists, ongoing and pre-deal research clearance, dealing restrictions, information barriers, MNPI · Advising Research/Investment Banking/Capital Markets on research independence issues · Working with Legal and External Counsel on transactional research issues · Advising Research Management on research-related regulatory issues in Asia Pacific · Reviewing publication of all ongoing and pre-deal research for Read more […]
Master Agreement Negotiator (12 months) recruitment
Main duties:• Preparation and negotiation of OTC derivatives and master agreements incorporating required credit provisions and related terms for North Asia jurisdictions• Your role will involve keeping communication a main priority as well as fostering of interaction with and between divisional and regional teams in conjunction with client on-boarding team• Assisting various stakeholders and providing sound legal advice related to negotiations• Follow-up work, organizing of execution of completed agreements, etc.• Collaborating across divisions and ensuring high standards of integrity, Read more […]
Asia Pacific Compliance Testing Group, Associate – Hong Kong recruitment
Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.We are committed to growing our distinctive Culture and holding to our core values which always place our client’s interests first. These values are reflected in our Business Principles, which emphasize integrity, commitment to excellence, innovation and teamwork.Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. Working closely with Read more […]
Junior Legal Counsel – Global Insurance Company (REF: JLC-GIC/CP240212) recruitment
Our client is a leading global insurance firm that has been established itself as a major player in the market offering a full range of insurance products.The successful candidate will be providing a comprehensive Legal Counsel service to all levels of the business; they will be expected to review agreements and contracts. This role expects that the candidate be commercially minded and to provide legal solutions in line with the needs of the business.To be considered for this position the successful individual will have:At least two years’ PQE this can be gained in private practice or in-house. Read more […]
Equities Counsel – Investment Bank (3-6 years pqe) recruitment
Equities Counsel – Investment Bank (3-6 years pqe) Our client, a major international bank, seeks to recruit a lawyer with experience in equities and/or derivatives law to assist its structuring and sales business by providing legal advice on various structures of equity linked structured products (both structured notes and OTC products) and fund linked structured products. Applicants should have at least three to six years pqe at a recognised derivatives institution or a primary international orHong Konglaw firm in this field. The responsibilities of the successful candidate will include working Read more […]