Business Control & Governance, Private Bank
• Major Private Bank• Business Focused • Regional Role Our client is a major global private bank offering sophisticated products and services to its global network of private clients. Reporting to the Regional Head of Business Control Governance and managing a small team, you will monitor, execute and follow-up on periodic controls pertaining to Front Office. You will lead or participate in the discussions with Front Office, Legal, Operations and Compliance departments in improving the Front Office Control Framework and resolving issues arising from reviews by internal / external Read more […]
Country Compliance Advisor
Major BankStable and Growing PhaseExcellent Career ProgressionThis premier bank has diversified businesses and global network of clients. It is recruiting a Country Compliance Advisor in support of its growing business. Reporting to the Head, Regulatory Compliance and as a senior member of the team, you will be a dedicated support to functional units as their trusted Compliance Advisor in ensuring the bank operates within prevailing laws, regulations and Group procedures. You will support the Head in developing and maintaining excellent relationships with regulatory bodies through the Read more […]
Compliance Monitoring
Prestigious global asset manager seeks an experienced compliance professional with asset management experience, evidenced by a relevant professional qualification (IAQ/IMC) to join their highly regards portfolio compliance team. The role will carry responsibility for extracting, analysing, coding and monitoring investment guidelines for clients and funds across the EMEA region. Supplementary responsibility will be to provide advice and assistance to other areas of the firm, to include transitions, portfolio management, client management and training. There will be extensive interaction with Read more […]
Legal Counsel
Our client, a leading investment manager is seeking a Funds Lawyer to join the team on a contract basis – this is a maternity cover c.6-12 months in length. The sucessful candidate will have 2 years+ post qualified experience in Funds gained either in practice or in-house.Key responsibilities of the role will be as follows: (this list is not exhaustive) Review and/or drafting of Prospectus or Offering Memorandum and Memorandum and ArticlesReview and/or drafting of shareholder circulars with respect to restructuringsPreparation or negotiation of material contractsRegular liaison with offshore Read more […]
Finance Analysts / Financial Reporting Accountants
You’d be working in a team which has overall accountability for the delivery and integrity of Group regulatory reporting across both the Group Reporting teams within GFS India and GFS UK which covers monthly, quarterly and full year regulatory disclosures. GFS is a standalone finance function with a Global footprint. Its four main teams in India, Poland, Singapore and the UK are part of a worldwide finance network performing a wide range of services in partnership with multiple divisions and functions. They provide finance expertise and support spanning investment banking, banking, and Read more […]
Audit Manager, Group Functions
You’ll specialise in auditing Group Functions and deliver audits aligned to various specialism’s, including procurement, property, Group HR, resolution planning and financial crime. Group Finance includes central finance areas, specialist teams and divisional finance teams which support our front-line businesses. Our specialist teams are; Global Finance Services, Group Chief Accountant’s, Group Corporate Finance, Group Finance Business and Executive Support, Group Financial Planning and Analysis, Group Internal Audit, Group Strategy, Group Tax, Group Treasury, and Investor Relations. Our divisional Read more […]
Audit Manager, Group Function
You’ll specialise in auditing Group Functions and deliver audits aligned to various specialism’s, including procurement, property, Group HR, resolution planning and financial crime. Group Finance includes central finance areas, specialist teams and divisional finance teams which support our front-line businesses. Our specialist teams are; Global Finance Services, Group Chief Accountant’s, Group Corporate Finance, Group Finance Business and Executive Support, Group Financial Planning and Analysis, Group Internal Audit, Group Strategy, Group Tax, Group Treasury, and Investor Relations. Our divisional Read more […]
FATCA Analyst
The FATCA Analyst will be responsible for various duties covering Corporate Tax/FATCA and AML/KYC compliance, including FATCA data and classification quality control, beneficial ownership analysis, communications, stakeholder engagement, tax reporting, metrics generation and operational risk management.The job holder will work closely with the FATCA Program Management team, KYCS Analysts and KYCS Managers, the Tax Group including Tax compliance, the Business, other stakeholders and outside vendors.To QA and Approve FATCA classification for clients supported by KYCS Americas, perform Beneficial Read more […]
Audit/Control
One of the largest and most well-established financial institutions in the world is seeking an AVP-level audit expert to establish and oversee the compliance methodology for the bank’s Compliance Program and Support Office in Boston. The AVP will set up the control and testing program for the bank to inform the Chief Compliance Officer on regulatory and legal compliance. To that end, this person will take a lead role in oversight and project management.The incumbent will be responsible for administering the Axentis GRC application, generating compliance reports, managing projects across the Business-aligned Read more […]
Senior Manager – Immigration (Legal Services)
PwC is a firm committed to collaboration and strong relationships that help our clients and our people realise their ambitions. Well known for our technical excellence, we are also a firm brimming with energetic and inspirational people who want to build a diverse and enduring career in a progressive, global organisation.Our legal service offering spans both commercial and tax related disciplines. PwC Legal offers advice in the areas of:· Corporate Commercial · Employment and Workplace Relations· Real Estate· Entity Governance Compliance· ImmigrationOur Immigration team provides a comprehensive Read more […]