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AVP-VP Commodities Compliance Advisory- 60-90K recruitment
Commodities Advisory Compliance team, focusing on interpreting and implementing the response to ensure compliance with upcoming regulatory change in both the US and Europe. The role would also encompass advising the front office around FSA and exchange regulation and undertaking market monitoring and surveillance, primarily for the Commodities business. Main DutiesInterpreting upcoming regulation in both the US and Europe affecting the Futures, Commodity and Ecommerce business areas. Helping to ensure the firm implements policies and procedures to remain compliant.Advisory compliance support Read more […]
Consumer Compliance Officer recruitment
Responsibilities: Inform management and support teams of all key developments related to regulatory consumer compliance and determine the impact of those developments to the Bank. Ensure existing and proposed Bank business practices, policies, procedures, loans, deposits, software systems, documents and disclosures comply with federal and state regulations. Stay abreast of all federal and state regulatory changes related to deposit lending, and privacy. Ensure changes are communicated to and addressed by the Bank’s senior management. Manage the Bank’s consumer compliance Read more […]
Compliance COO-Business Lead recruitment
Key aspects of role • Facilitate delivery of COO / business management services to the Americas Compliance function, including:oExecution of the risk management activities specifically:perform annual refresh of Business Continuity Management (BCM )plan for Compliance Americas including:ØEnsure each Compliance area has remote access, discloses critical systems, workload transfer plans, communication plans, etc.ØMaintain current status of monthly plan attributes to ensure satisfactory reporting to senior managementØConfirm testing of Work Area Recovery (WAR) seatsØliaise with firm BCM contacts Read more […]
Intern – Financial Risk Management group, Risk and Compliance Department recruitment
Responsibilities:Assessment and Development of quantitative financial risk assessment methodologiesReview and development of the client’s risk management systemBasel capital adequacy framework planning and implementationCapital allocation methodology review and implementationValidation of client’s financial instrument pricing methodologiesValuation of complex financial instruments held by clientsDevelopment of derivatives-based hedging strategiesRequirements:Mandatory:Fluent EnglishStrong MS Office (Word, Excel, Power Point)Good skills in report writing, presentations preparationStrong presentation Read more […]
Global Macro Compliance Officer recruitment
Position Category: Legal/CompliancePosition Title: Global Macro Compliance OfficerJob Level: Vice PresidentLocation: USA – NY – New YorkEducation Required: Bachelors DegreePosition Description:- Provide Compliance support primarily for Repurchase Transactions and Bank Resource Management – Provide general support for Rates products – Design applicable training for business unit personnel- Assist in the design and maintenance of policies and procedures, manuals, and written supervisory procedures- Assist in regulatory reviews, audits and other examinations- Communicate with traders and supervisors Read more […]
Compliance Director recruitment
ABOUT OUR CLIENT:Our client is a global leading Financial Services MNC. Due to constant growth and commitment to China a position has arisen for a compliance professional to join their office in Shanghai as China Compliance Head (Director level). ABOUT THE ROLE:You will be responsible for providing leadership to the activities of the China entity when it comes to compliance related matters. You will also be accountable for providing Compliance advisory functions with particular focus in relation to activities undertaken for China. Activities will include executing due diligence over prospect and Read more […]
Head of Compliance recruitment
LocationLuxembourg CompanyOur client believes that the best investment insights come from specialized investment teams with discrete investment perspectives, operating under a disciplined philosophy and process framework with strong risk oversight. High-quality results begin with specialized insight and disciplined oversight. They offer a diverse selection of capabilities across all major equity, fixed income and alternative asset classes in both domestic and international markets, delivered through diverse investment vehicles. Their wide range of investment capabilities is designed to support Read more […]
Compliance Manager AVP/VP – Investment Bank recruitment
International Investment Bank, Expanding in AsiaSmall and Dynamic Team with Broad CoverageExcellent Career Progression Opportunity and Competitive PackageOur Client, a boutique Investment Bank, is expanding in Asia and as such has created a new vacancy for an experienced General Compliance Manager to join their dynamic team. The role will give exposure to a wide range of compliance disciplines including KYC/AML, corporate finance, advisory, control room, policy development and general compliance administration and will cover a full suite of products including Fixed Income, Equities and Commodities.The Read more […]
Senior Compliance Manager : Retail Banking recruitment
Based from Canary Wharf , it is also able to offer an excellent remuneration programmeThis exciting role will be to work with colleagues in Group Compliance and Business Unit Compliance functions A full specification is available from Fergus Hooley , however the key responsibilities will include , inter alia : *Oversight of the the businesses’s Compliance functions *Direct activity and resource to undertake special investigations into major control breaches *Reporting responsibilities* Support execution of Compliance Conformance This role will suit an experienced regulatory professional – possibly Read more […]
Compliance Analyst recruitment
Key Responsibilities:• Assist with the development, communication and implementation of Compliance Procedures. • Undertake Compliance monitoring activities as stipulated in the monitoring programme and as required under the FSA rules. • Pro-active research, identification and assessment of changes in Compliance regulation and implementation thereof. • Prepare briefs and updates on emerging regulation. • Undertake reviews / assessments of compliance breaches. • Prepare and deliver quarterly awareness training on regulatory matters. • Responsible for the control and monitoring Read more […]