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Legal and Compliance Administrator recruitment
Our client is a global asset management with a strong reputation in the market. As a result of an expanding business, a need has arisen for a smart candidate to provide legal and compliance support to the team The RoleWorking closely with the Head of Legal Compliance, you will be fully responsible for:- Documentation and translations of legal and compliance documents- Reviewing legal documents and agreements and give comments and make appropriate amendments where necessary- Performing simple monitoring and licensing application for the firm- Administrative duties such as calendar management, Read more […]
CCO: Chief Compliance/Legal Officer | London based IB recruitment
The role reports into the Head of compliance for financial services block (CIB, WM, PB), as well as reporting locally to the CEO UK / Head of Research, MD.Your Profile: Degree level education (exposed to legal side), adequate qualification certificates (CF10 Compliance Oversight CF11 Money Laundering Reporting is a must) Experience in compliance in a financial services firm that has international presence (likely to have 7 years experience) Familiarity with all business lines operating in UK entity (Institutional Sales Trading, Investment Banking, Asset Management), basic knowledge of specifics Read more […]
Legal Assistant/Paralegal recruitment
JOB TITLE: Legal Assistant/ParalegalDEPARTMENT: LegalLOCATION: Hong KongRole SummaryReporting to the Head of Legal APAC, the job holder will assist the Legal Department with all administrative and corporate secretarial functions such as maintaining and updating database; prepare minutes of board/shareholder meetings and corporate records; and prepare and coordinate reports for internal use. Responsibilities: Drafting, revising and negotiating correspondence and Read more […]
UBS Financial Accountant / Legal Entity Controller recruitment
This role is within the UBS AG London Branch reporting team responsible for financial reporting to head office (GCA) and the provision of a variety of related MIS. The role reports into the London Branch Controller. UBS AG London Branch is the largest and most complex of all the UBS entities and is therefore recognised as providing a significant challenge to a qualified accountant.Daily tasks will include:• Key contact for business areas and Corporate Centre (GCA) for queries and reporting issues in relation to London Branch. Support the London Branch Controller together with Regional Finance Read more […]
Legal Counsel – Treasury recruitment
Legal Counsel – Treasury (MA)HK$83,000 to HK$116,000 HKD + BonusExciting industry, growing team and a newly created positionHong Kong location, Regional dutiesCan you speak, read and write both English and Chinese?Do you want to be in a company that is set on expansion here in Asia?Do you want a remuneration package higher than the one you currently receive?If yes, here are a selection of duties to be expected:Provide legal advice to the groupDiagnose and implement legal compliance processes, as well as regulatory legislationDue diligence of MA targets / report to the senior management teamWork Read more […]
Graduate Legal Assistant recruitment
The teams support a wide variety of business lines and internal areas of activity in SGLB, including corporate and structured debt finance, coverage, finance-linked hedging, commodity finance and trading, mergers and acquisitions, equity capital markets, principal investments, sourcing, regulatory and company secretarial issues. The teams are looking for a graduate legal assistants to support them in their day to day activities and internal projects, and to contribute to the development of internal know-how materials and communications. Main responsibilities Review and preparation Read more […]
VP – Legal Documentation Manager – Securities & Fund Services – IB – Hong Kong recruitment
Key Responsabilities • You will be required to coordinate with internal and external resources on documentation negotiations through to completion• You will be responsible to make decisions on contract negotiation and have direct negotiation with clients• You will be primarily responsible for account and product documentation across Securities and Funds Services business including custody, ETFs, Trustee, Mutual Funds, Hedge Funds business• You will have oversight and input on the bank’s account and product documentation to ensure that policies and regulations are complied with Read more […]
Senior Legal Counsel recruitment
THE COMPANYState Street Corporation (NYSE: STT), is the world’s leading provider of financial services to institutional investors, to which it provides: custody and management of their assets; accounting, daily pricing, and administration of their funds; the information and analytical tools that help them make investment decisions; and the foreign exchange, cash management, credit and electronic trading services that help them negotiate complex, global financial markets efficiently and effectively. Founded as a bank in 1792 in Boston, Massachusetts, State Street had $21.8 trillion in assets under Read more […]
Legal & Compliance Advisor / Project Manager recruitment
Your responsibilities will therefore include, but are not limited to: • Manage a series of regional/global projects of varying risk with moderately aggressive timelines. Project duration will on average span 16 to 18 months• Identify, engage and manage all key stakeholders in compliance and business areas• Monitor cost, schedule, and technical performance of component projects and operations, while working to ensure the ultimate success of the project• Define project scope and create project plans while assuming responsibility for ensuring that assigned projects Read more […]
Legal and Compliance Director recruitment
This is an exciting opportunity which has arisen for a qualified lawyer to step into a varied role in a dynamic and demanding environment.The role will work very closely with the partners of the business on the following areas :- Legal work around client agreements and transactions the partners undertake- Taking control of the relationships with the FSA and other regulators- Strong knowledge and opinion on the eligibility rules for UCITS type funds- Taking ownership of dealing with KTC and AML processes for new private clientsOur client is looking for a qualified lawyer with 5 plus years of experience Read more […]