AML & Sanctions Regulatory Readiness recruitment
You will lead assist the business and its employees to comply with all relevant AML /CTF Sanctions requirements in the Asia sub-businesses; including Australia, NZ, Japan, Hong Kong, India and other parts of Greater China. The ideal candidate will have:7 – 12 Years in AML in a globally regulated Financial Institution preferably by UK, FSA or US Federal Reserve Experience in a regional AML leadership role Project Management skills; ACAMS Certification is required Prior experience as liaison for a Regulatory audit preferred Ability to read/speak Asian languages such as Chinese, JapaneseThe prime Read more […]
Compliance Director – Asia-Pacific (Singapore based) recruitment
The role will be responsible for all matters relating to ethics and compliance in the Asia Pacific region. Job requirements:At least 10 years compliance experience with expertise on issues of corporate compliance, anti-bribery laws and disclosureAccounting, auditing, finance, investigation, security or legal background would be an advantageFluent English and MandarinIndustrial or manufacturing background is essentialONLY CANDIDATES CURRENTLY BASED IN SINGAPORE WILL BE CONSIDEREDTo apply, please email your resume to g.glynn@alsrecruit.com. Read more […]
Compliance, supervision & control – 3 roles -, $30-45k, MNC i-bank immed. avail. recruitment
The Company This is an exciting opportunity for 3-5 years of compliance, supervision and control candidates to join this multi-national investment bank. This bank is US headquartered, listed. Hong Kong office is situated in Central. We are setting up a new team for this hiring manager. The roles have long term career progression. The Role Supervise FA and client activity with emphasis on client account due diligence and suitability. Manage new account review, approvals and enhanced due diligence including conducting client interviews where required. Ensure adequate awareness and compliance Read more […]
Legal Counsel – International Bank (LC-IB/KTW300312) recruitment
Our client is a leading, international retail bank and is among the top 15 financial institutions worldwide in terms of market capitalization.The successful candidate will be based in Hong Kong assist the Head of Legal Compliance in overseeing all the legal matters of the Bank including: Corporate and Investment Banking, Global Transactional Banking (Trade Finance, Structured Finance and Project Finance) and Treasury (Capital Markets, Derivatives, Bonds, Equity Trading etc.) Areas covered include: Hong Kong, China, Japan, Korea, Taiwan, Singapore and Australia.To be considered for this position Read more […]
Sr. Compliance Manager recruitment
Reporting to the Chief Compliance Officer (CCO), the role of the Senior Compliance Manager is to support the CCO with oversight and management of a compliance team and compliance program for several trading businesses including options market making, proprietary, and client trading. Responsibilities will include, but are not limited to, developing, documenting, maintaining, implementing and overseeing the necessary and diverse compliance policies and procedures and supervisory structure for a diverse organization. The ideal candidate for this position must be experienced with SEC and broker-dealer Read more […]
Compliance Distribution and Monitoring recruitment
This leading insurance company is expanding its business in Singapore and requires a Compliance Manager. This is an excellent opportunity to join a company with global reach, enjoying success in Singapore which will be rolled out across the region.The Compliance manager will be responsible for monitoring and reporting suspicious activity within regulatory time frames and ensuring the correct processes are followed. The role also involves advisory and training to ensure that MAS regulations and changes are adhered to as well as identifying operational improvements and implementing these across Read more […]
Senior Regulatory Counsel recruitment
You will have at least 4 years regulatory experience in securities/corporate law in Hong Kong or Singapore in either private practice or in-house for a financial services company. You will have strong general knowledge of Asia-Pacific regional markets and regulatory environments (including China, Malaysia, Australia, Taiwan and Korea). You will be primarily responsible for regulatory interactions, implementation and filings in Asia-Pacific. You will also provide regulatory advice on issues concerning corporate structure, products and services offered by our client. You will lead training and Read more […]
Compliance Advisory Manager recruitment
An urgent opportunity has arisen for a Compliance Advisory Manager to work for a top tier bank. You will be responsible for providing compliance expertise, particularly in BCOBS, CASS, Consumer Credit and OFT and to continue to support the business in all aspects of compliance perspective. Responsibilities include: Providing expertise to articulate clear and accurate requirements from a compliance perspective into the process/ procedures/ system changes. Effectively liaise and consult with policies and processes. Providing expertise to articulate clear and accurate requirements from a compliance Read more […]
Senior Compliance Officer recruitment
This position is with a leading high frequency prop trading firm with offices in London and New York.We require a candidate with:• Must have a broad knowledge of regulated entities and compliance, regulated business environments and key regulatory issues especially as they relate to proprietary trading.• This knowledge will include a demonstrated and strong track record of success working directly with key stakeholders and individuals residing within the various regulatory bodies and agencies. • Must also have a balance of both strong technical skills, with particular emphasis on knowledge Read more […]
VP Negotiator recruitment
JOB SUMMARY: To serve as counsel in a group of lawyers and associated professionals who support the Firm’s derivatives businesses. The role involves structuring, drafting and negotiating legal documentation and advising on legal, regulatory and reputational issues arising from initiation to termination of derivatives counterparty relationships. The role also involves (a) working with GC colleagues in other units in connection with transactions involving derivatives, (b) coordinating and overseeing outside counsel (where involved) and (c) coordinating with credit, compliance and other control Read more […]