Compliance AVP recruitment
Excellent Opportunity to join a growing team Strong compliance culture Well-regarded International Bank Our client is looking for a high calibre candidate to join the Asia Pacific Compliance Risk Review Department. The team conducts risk-based desk reviews and thematic reviews over the different businesses of the firm. The Compliance Risk Review team evaluates the regional businesses with the Firm’s policies and procedures to meet relevant regulatory expectations. You will plan and manage compliance reviews according to the risk review program. Leading on-site reviews will enable you to validate Read more […]
Compliance – Officer (w/m) recruitment
Ihre AufgabenVerantwortung für die Themen Geldwäscheprävention, Betrugsprävention sowie Verhinderung von strafbaren HandlungenDefinition von Maßnahmen zur Einhaltung von RegularienAktualisierung und Anpassung von RegelwerkenWeiterentwicklung organisatorischer Strukturen und SicherungssystemeBeratung von Fach- und Führungskräften bei compliancerelevanten SachverhaltenVerfassen von Stellungnahmen sowie Kommunikation mit Bankverbänden und FachgremienIhr ProfilAbgeschlossenes Studium der Rechtswissenschaften, Wirtschaftswissenschaften oder einem vergleichbaren StudiengangBerufserfahrung im Read more […]
Head of Business Development recruitment
A key player in the legal and tax information provision space is looking to hire a Head of Business Development with a focus towards the Global Risk and Compliance space. This role will be based in London and is offered on a permanent basis. Sitting within the business incubation unit with a focus towards the legal and in-house counsel the Senior Business Development Manager will have a remit within this high-growth areas, starting with compliance you will have the ability to make the organisational offering real and shape, build and develop a variety of offerings in this space. In time this role Read more […]
Legal Counsel – Aircraft Leasing – Europe recruitment
This is an established aircraft leasing company that has continued its growth strategy in the past few years.As the In-House Legal Counsel for this Aircraft Leasing Company you will display some of the following skillsManage the relationships with external legal counselPrepare, draft and review all legal documentation relation to the lease and financial structures of the lease agreementCommercial negotiation of lease, delivery and acceptance terms with customersAdministration of legal documentationPrevious experience in aircraft leasing is a mustThe role will be based in the Europe and will offer Read more […]
COMPLIANCE OFFICER recruitment
Responsibilities:• act as key control room/compliance liaison between private and public side businesses in regards to conflicts clearance and management of information walls• provide strategic direction for regional conflicts management platform by identifying and guiding enhancements to it• guide and enhance the business-critical research clearance function• lead and develop control room-related policies and procedures and other initiatives• advise research on pre-deal report related matters. Direct review of pre-deal reports and research guidelines within control room team• respond Read more […]
Experienced Regulatory Consultant (m/f) recruitment
Our Regulatory Consulting team combines in-depth industry knowledge with technical expertise to proactively provide cutting edge compliance, regulatory and cross-border distribution services to a number of prestigious clients. Luxembourg being the largest centre for cross-border activities in the world, our multicultural team provides advice regarding funds registered in jurisdictions across Europe, Asia and South America. Ready to be part of the team? Join us and hit a home run! About the role As an Experienced Regulatory Consultant you will be responsible for: Serving the investment Read more […]
Head of Compliance Global Services UKMEA recruitment
Head of Compliance, Global Services (GS) UKMEA Reporting to Head of Compliance, EMEA Job Role Responsible for the management of compliance and regulatory issues for GS UKMEA including IMS and SSIA in the UK and oversight of compliance and regulatory issues within UK for Global Operations and State Street Fund Services (UK) Ltd. Responsibilities Ensure that the GS UKMEA compliance programmes address all relevant risks as well as corporate and local requirements, collaborating with Legal, Risk Management, Regulatory, Industry and Government Affairs, Enterprise Risk Management and Corporate Read more […]
CORPORATE SECRETARY (AVP/VP) recruitment
Our client is a stable firm with a strong regional presence, providing a stable platform for companies to trade across the region. It offers clients a broad span of equity derivative products. With the intention to expand its presence, it is looking to bring on board a corporate secretary able to spearhead the corporate governance space.ResponsibilitiesOrganise and coordinate board meetings and other corporate general meetingsMaintain proper and accurate company statutory recordsManage all subsidiaries’ reporting and filing obligations in relation to the corporate secretarial workLiaise with Read more […]
Compliance Analyst, Enhanced Monitoring Team recruitment
Position Description:The Company Wellington Management is one of the world’s premier investment management organisations. We are a global, privately owned firm that is 100% focused on managing money for institutional investors and mutual fund sponsors. We are headquartered in Boston with ten affiliate offices in the United States and around the world.We have a diversified, balanced, and growing business. Our clients are based in over 40 countries – more than one third of them are domiciled outside the US – and in total they have entrusted us to manage over US$650 billion of their assets. On their Read more […]
Head of Compliance – Wealth Management recruitment
Global financial institution is looking for a Head of Compliance for their Wealth Management division.Duties include:Senior Management . Provide appropriate management information on compliance and regulatory issues to Senior Management. . Ensure compliance attendance at relevant management, Committee / Sub-Committee meetings (including Board meetings and Audit Committee meetings). Interface With Regulatory Authorities and Other External Entities . Communication with Regulators, Exchanges, Trade Bodies, Internal/External Auditors, in respect of compliance issues. . Assist in investigations prompted Read more […]