Legal Counsel recruitment
Inspire and make a differenceDocklands basedAttractive remuneration package plus benefits At NAB, it’s all about our people reaching their full potential. And that means we drive the sustainable success of our business.NAB is experiencing exciting times under the guidance of a robust management team and numerous new initiatives. Under a dynamic leadership structure and with a real focus on its people and their careers, the bank continues to attract high achievers and is extremely well positioned.Reporting to the Head of Dispute Resolution, your responsibilities will include the provision of high Read more […]
VP Compliance, Global US Investment Bank recruitment
The CompanyOur client, a global US Bank which is one of the world’s largest financial institutions is presently seeking a compliance professional to join their collegiate and thriving regional compliance team based in Singapore covering the South Asia region.The Position• Providing compliance and regulatory advice and services primarily to the Markets business, both domestically in Singapore and across all South Asia countries.• Liaising closely with Business Heads and Business Unit Manager in those departments in establishing priorities and carrying out tasks.• Maintain strong relationships Read more […]
Compliance Consultant recruitment
This role has the potential to be converted in to a full time CCO position. Responsibilities: Assist in developing and maintaining broker dealer and ATS compliance policies and procedures Monitor the Firm’s Continuing Education requirements and conduct annual compliance meetings and training as appropriate. Monitor and review the Firm’s electronic communications including email, Bloomberg chats, Instant Messages, etc. Maintain and enforce the Firm’s AML program and conduct OFAC, FINCEN and SAR reviews on a periodic basis. Maintain and coordinate all aspects of the Firm’s Business Continuity Read more […]
Head of Compliance- Leading Life Insurance Business recruitment
Reporting to the CEO and managing a small team, you will be responsible for:Driving, directing, controlling and advising on all aspects of regulatory compliance affecting the businessDeveloping the compliance and internal control plan for the regionProviding strategic advice on new product and operational developmentsLiaising with the regulators on any related issuesCompleting due diligence, site checking and compliance testingPrepare and compile compliance reports for the senior managementUndertake risk-based compliance monitoring reviewsYou will ideally have Accounting or Law qualifications and Read more […]
Analyst / VP and AVP (3-5 yrs pqe) Singapore recruitment
The candidates applying for these positions work closely with the Head of Group Regulatory Compliance. Ref: 10537/EFTo apply for the above, you are required to possess:A university degree in Accounting/Finance/Banking/Engineering or related discipline.3-5 years’ experience in compliance and/or AML/CFT (KYC). Strong and clear analytical thought process for resolution of AML compliance issues. Strong interpersonal communication skills, and be self-driven, independent, enjoy challenges and be a team player.Learn more about this position now or apply today by contacting Hughes-Castell:+Call: +65 Read more […]
Financial Services Lawyer – Luxembourg based -top tier law firm recruitment
The successful candidate must: have worked in other top tier law firms previously. have experience working within a big structure.Languages required: Fluent English is essential. Fluent German or Luxembourgish is not essential but would be very beneficialDescription : the candidate must have from 2 to 6 years working for another top-tier law firm and must be specialist in one of the following areas: capital market, tax, financial services, investment funds.Keywords Law firm, investments funds, lawyer, finance, legal, law, Bar, capital market, financial servicesTo apply for this financial services Read more […]
Company Secretary recruitment
Tasks and responsibilities:-To provide a full company secretarial service for the Group and the entities which are managed by the Group-To implement and ensure compliance across the Group in accordance with the Bribery Act, The Data Protection Act and Anti-Money Laundering regulations and equivalent legislation in the countries of operation-To promote, control and manage good corporate governance and compliance activity in respect of:othe delegated authority scheduleokey contractual obligations, in particular the applicable shareholders agreementopost completion compliance activity following the Read more […]
Compliance Officer (part-time) recruitment
Responsibilities include (but are not limited to):Regulatory Compliance• Ensure that the firm remains compliant with all applicable UK US regulations and codes of conduct• Keep senior management aware of their regulatory responsibilities, changes to rules and current practice• Develop and update Code of Ethics, Compliance Manual and internal procedures as required• Conduct due diligence on new customers and counterparties• Review all legal documentation (new IMAs, Funds Prospectuses, SLAs, etc)• Provide advice and guidance to the business on regulatory legal issues• Provide Read more […]
Germany based – Junior Investment Funds Lawyer recruitment
Profile: The candidate must be an investment funds junior lawyer fluent in German and English.Requirements: The succesful candidate must: Have obtained his law degree in GermanyHave from 1 to 3 years experience in a law firm or bank in Germany or Luxembourg as a lawyer specialist in the investment funds areaBe fluent in German and English. Fluency in French would be a major advantageBe eager to learn and be trained by senior professionalsbe proactive, reliable, motivated and a team workerExperience in Luxembourg and knowledge of the Luxembourg market is considered as a major advantageKeywords: Luxembourg, Read more […]
Large Holdings Advisory Compliance Officer recruitment
Large Holdings Advisory Compliance Officer / Contract / £ExcellentThis role is based at a large investment bank and is within the team responsible for the provision of regulatory advice to all areas of the business and my client is looking for somebody to be an advisory Compliance Officer for all EMEA Large Holding issues. This opportunity offers exposure to key Stakeholders and the FO but also offers high variability in day to day tasks.Responsibilities• Establishing global Large Holdings protocols, procedures and early warning systems• Providing advise on the impact of financial instrument Read more […]