Corporate Banking Compliance
You will assist to formulate, update, issue/ implement compliance policies and procedures ensuring they are in line with local regulation and Group directives. Acting as the department’s BCP coordinator and supporting the department on BCP activities, you will update the Compliance BCP documents, which include BCP Plan, Call Tree, Paros Employee Information and Flu Pandemic Dispersal Plan. You will conduct periodic Compliance control tests and consolidate reports on testing results received from the business compliance teams for submission to the Department Head, and perform blacklist and Read more […]
Paralegal Supervisor Job
Paralegal Supervisor (Job Number: 1317122)DescriptionThis position, individually as well as when supervising a team, will provide paralegal assistance and support to: general or specific areas of legal practice; corporate secretarial, subsidiary and business committees; business lines and departments and/or designated clients, regulators, outside attorneys and customers.QualificationsA paralegal certificate from a business school, college or university, or for Corporate Secretarial Services only equivalent work experience (5+ years) is required, a bachelor’s degree is preferred. At least two years Read more […]
Volcker Business Analyst
Volcker Business Analyst – Investment Banking -London- £525-575/day Our client, a Tier 1 Investment Bank, are currently looking for a Volcker Business Analyst to work in theirLondonoffice on a long-term contract basis. The successful Volcker Business Analyst candidate will have the following:Strong understanding of Volcker and experience of Volcker Implementation within an Investment Bank highly desirableStrong quantitative background and experience in the Wholesale Banking environmentWholesale product/process knowledge – Regulatory Reporting capability – Provide expert advice, resources and support Read more […]
Consumer Credit Specialist
Prestigious financial institution seeks to recruit a team of high calibre individuals with excellent critical analysis skills and a good understanding of corporate governance or strategy and/or consumer credit. These are externally facing roles requiring the successful candidate to quickly assimilate new information and retain credibility whilst communicating with and challenging highly knowledgeable senior stakeholders. The roles will involve managing a caseload of consumer credit related queries, undertaking sector and firm-specific analysis and presenting to and managing relationships Read more […]
Specialist Compliance e Antiriciclaggio
La risorsa prescelta si occuperà di: Gestire i processi di monitoraggio e analisi normativa con valutazione di impatto sull’organizzazione e i processi della banca Fornire consulenza alle strutture aziendali in materia di Compliance e condurre le valutazioni di conformità ex ante di nuovi prodotti, servizi e canali di vendita (perimetro normativo principale: Trasparenza, Privacy, Usura, Antiriciclaggio) Condurre le attività di Compliance Risk Assessment finalizzate alla valutazione del rischio di conformità e delle azioni di mitigazione del rischio Effettuare il monitoraggio sull’avanzamento Read more […]
AML & CFT Regulatory Compliance Manager
Job Description Provide advice on AML, CFT regulatory requirements Perform KYC review and transaction monitoring checks Conduct AML, CFT training Drive the implementation of AML, CFT systems Monitor and review submissions of suspicious transactions Reports Prepare AML, CFT related reports to management and head office Roll-out other AML, CFT initiatives (eg. Questionnaires, tax crime review etc.) Any other duties as assigned by the Supervisor from time to time Person Specification Possess a recognized University Degree 4 years of AML, CFT working experience in a Bank Good knowledge of MAS Read more […]
Banking Compliance Director
Share our pride. Join our mission. As a Fortune 200 financial services company with more than $113.5 billion in owned and managed assets, USAA is on a mission – to facilitate the financial security of our members, the men and women of the U.S. military and their families worldwide. Headquartered on a showcase campus in San Antonio, TX, USAA attributes its long-standing success to its most valuable resource, our 22,000 employees. They are the heart and soul of our member-service culture. Recently Ranked #2 by Business Week in Customer Service, we are recognized for the superior service we provide Read more […]
Director of Bank Compliance
Share our pride. Join our mission. As a Fortune 200 financial services company with more than $113.5 billion in owned and managed assets, USAA is on a mission – to facilitate the financial security of our members, the men and women of the U.S. military and their families worldwide. Headquartered on a showcase campus in San Antonio, TX, USAA attributes its long-standing success to its most valuable resource, our 23,000 employees. They are the heart and soul of our member-service culture. Recently Ranked 100 Best Companies to Work For by Fortune in 2012, we are proud to receive consistently outstanding Read more […]
Business Analyst / Project Manager
The Business Analyst / Project Manager with Strong Risk / Regulatory change experience will be required to improve conflict management capabilities via the review of policies, processes and setting up a Control Room with scope across the business. The successful applicant will need to work closely with Finance, IT and other stakeholders from Credit Risk, Market Risk and Operational Risk to initially document existing business processes within Regulatory Reporting / Financial Control.Regulatory Change forms key part of the wider Financial Control Change Management function, supporting Financial Read more […]
Legal Counsel
The role will involve the provision of advice across a broad range of products in addition to the provision of integrated regulatory support to the business divisions across EMEA, including major projects to implement regulatory reform and acquisitions, advising on regulatory risks across EMEA and assisting in developing internal know how and internal policies. The successful candidate will: be qualified in the UK or entitled to practice law in the UK have previous post-qualified experience of at least 2 years in a finance or financial services team at a leading private law practice. In-house experience Read more […]