Anti-Money Laundering Compliance Associate recruitment
Business Description JP Morgan Chase Asia regional Anti Money Laundering (AML) Compliance Team is responsible for implementation and oversight of AML policies and procedures for the firm’s businesses in Asia. The successful candidate will principally be involved in performing compliance review and approval for KYC records in customer on boarding. He/She is also expected to help manage KYC renewals projects and coordination of Corporate AML initiatives including performing AML risk assessments. The candidate will also work closely with business persons and with operational teams. Job DescriptionProvide Read more […]
Compliance HK, APAC Corporate Disclosure, Licensing & Continuous Professional Training, Director/VP recruitment
Position Category: Legal/CompliancePosition Title: Compliance HK, APAC Corporate Disclosure, Licensing Continuous Professional Training, Director/VPJob Level: DirectorLocation: Hong Kong – Hong KongEducation Required: Refer to Position DescriptionPosition Description:Based in Hong Kong (HK), this role will be responsible for heading up the Corporate Disclosure and Licensing team for Asia Pacific (ex-Japan) and reporting to the Head of Core Compliance within Morgan Stanley’s Asia Pacific Legal and Compliance Division.This role will be in charge of processing license application (with Securities Read more […]
Junior Compliance/ Surveillance Analyst recruitment
Assist in the day-to-day execution of the Equities compliance-monitoring programme including escalation and investigation of alerts where relevant.Assist, and where appropriate help lead, a number of projects to expand or enhance the coverage of the current Equities monitoring and surveillance product.Monitoring of trade report exceptions from the Equities trade floor.Assist where required the Equities advisory team.The monitoring team are in the process of major changes to the scale and complexity of their workload as new and interesting monitoring scenarios are either being tested, deployed or Read more […]
Legal – Paralegal recruitment
A leading international law firm seeks a number of paralegals to assume a short term contract for 2-4 weeks (or possibly more). The project will involve reviewing a substantial number of documents from their office in Central. If you are a qualified lawyer able to take on a short term contract, a university graduate with paralegal experience, or a law graduate with work experience and able to start work at very short term notice then we would like to hear from you. Competitive salary available.For more information or to apply, please email your CV to Joëlle Lu at j.lu@alsrecruit.com, quoting the Read more […]
Director, Compliance, Asset Management recruitment
Reporting to the Asia Pacific Regional Head of Compliance, you will have ultimate responsibility for providing advice to the regional teams on regional regulatory guidelines and changes that may affect business operations. Coverage will span 10 countries including Japan and Australia. You will work closely with business heads and portfolio managers, giving advice on existing and new product offerings and also resolving alerts raised from investment surveillance. This will span all asset offerings from Equities through to Alternative Investments and Private Equity. Key duties will include the reviewing Read more […]
Head of Compliance Group for Leading Investment Bank – Germany & London recruitment
For senior compliance candidates this opportunity offers not only the chance to work in one of the world’s leading Investment banks but also help drive forward the entire compliance group. The position will cover 7 teams (Control Room, Control Room Operations, Position Reporting Group, Communications and Trade Surveillance, Registrations, AML Operations, Global Policy Approvals Group), allowing huge amounts of managerial exposure and a chance to shape several areas within the function.The role will obviously have a large amount of facing with senior management, as well as the firm’s key stakeholders. Read more […]
LEGAL & CORPORATE AFFAIRS MANAGER recruitment
Our clients is a financial services private company that specializes in assisting companies going public in the US, and offer marketing services for consumer products.ResponsibilitiesTo assist the Managing Director in the administration of the Legal and Corporate AffairsDepartment.To be the Company Secretary for the Group and those companies that the group has an equity interest inTo be the Personnel Manager for the GroupTo maintain the Registers of Members, Register of Charges, Shareholders and BoardMeetings Minutes and Resolutions, and Share Registers of the Group and to makeavailable for Members Read more […]
Senior Sanctions Compliance Officer recruitment
A Senior Sanctions Compliance Officer is required to join a growing Compliance division in a leading bank in the region. You will be required to ensure that international sanctions manuals and procedures are followed and provide oversight and screen international payments to minimise sanctions risk. You will undertake further due dilligence for international payments and request and compile regular transaction exception reporting. You will be responsible for preparation of submission of sanctions compliance reports and follow up on exceptions identified and reported and undertake detailed investigations Read more […]
FUNDS LAWYER (UCITS SPECIALISATION) recruitment
The position requires a senior candidate with extensive legal knowledge and financial services experience with a specialization in the funds industry. The candidate must possess the ability to implement practical implementation of UCITS rules within the EU. The candidate will be required to undertake drafting of prospectus, addendums and general commercial agreements. Candidates must be capable of implementing all changes arising out of UCITS IV and to apply such changes to the applicable documentation arising from inter alia UCITS notices and guidance notes. Candidates will be expected to Read more […]
Head Compliance recruitment
Our client, a solid Private Corporate Bank, is looking for a new Head of Compliance for their Geneva office. In this capacity you will lead a team of experienced Compliance Officers, dealing with all areas of Private Banking Compliance: Financial Crime, Account Opening, CDB, Suitability.You will advise and support the CRMs and provide training where necessary. Whilst staying abreast of regulatory developments, you ensure the business is fully compliant with existing regulations, enhance the Compliance framework where necessary and advise Senior Management to ensure the Bank complies with legislation. Read more […]