Compliance Officer recruitment
The US parent company operate as a full-service investment bank, however the intention is that the London entity will initially be authorised to operate as matched principal broker with a focus on a range of Fixed Income and Equity instruments.This is an interesting and varied role with core responsibilities including (but not limited to):• Maintaining and updating the compliance manual and procedures/registers• Update compliance procedures and ensure that regular monitoring is carried out• Ensure that the firm has thorough KYC/AML procedures that are effectively carried out• Look after Read more […]
Senior Consultant – oil and gas sector recruitment
The ideal candidate will have knowledge in issues relating to the development of market arrangements for gas and electricity trading, energy policy formation and analysis and regulation of utilities, network businesses and industry codes. Successful applicants will also be highly numerate with a mathematic or economic based degree and have experience in nurturing client relationships.This role represents an exciting opportunity to enhance your career alongside a dynamic and enthusiastic team of the world’s leading consultants in energy policy and regulation. To pursue this offer then apply now Read more […]
Senior Compliance Officer recruitment
Tasks and Responsibilities- Making sure all obligations on the UCITS products are complied- Being the linking pin between regulators and the Asset Management Company- Improving process on internal compliance and make and up-date the Compliance Manual for the company- Advising on process of handling client complaints, litigation and Claims- Giving guidance and advice to the management regarding Luxembourg laws and Regulations- Overseeing Risk management and investment managers with Luxembourg regulation and compliance- Complying the group policies in Read more […]
Contracts Administrator / Negotiations Rep – Government recruitment
The CompanyBloomberg, the global business and financial information and news leader, gives influential decision makers a critical edge by connecting them to a dynamic network of information, people and ideas. The company’s strength- delivering data, news and analytics through innovative technology, quickly and accurately- is at the core of the Bloomberg Professional service, which provides real time financial information to more than 300,000 subscribers globally. Bloomberg’s enterprise solutions build on the company’s core strength, leveraging technology to allow customers to access, integrate, Read more […]
Legal & Compliance – European Energy Commodities Lawyer, EMEA Commodities Legal Team – VP – Based in London recruitment
Purpose of role:Primary point of contact for Continental European Energy Commodities related business with a focus on the Mediterranean market and beyond (Austria/Switzerland); as well as LNGNegotiating physical/financial energy agreements both plain vanilla and structured (power, gas and coal);eview of credit support documents, service agreements, confidentiality agreements, exchange member agreements, netting legal opinions in particular but not limited to Spain, Portugal and Italy;Dealing with Authorities and Grid OperatorsAssisting in Primary Investment OpportunitiesAbout JPMorgan Chase Co.JPMorgan Read more […]
Compliance Officer recruitment
You reponsibilities will include:1. Contribute to ensuring the functions of Compliance within Wealth Management are carried out in accordance with applicable laws and regulations and is smoothly carried out without interruptions or problems2. Assist the Head of Ethics Compliance in ensuring the accomplishment of the Department’s mission3. Assist the Head of Ethics Compliance in implementing procedures as a result of changes in local laws and regulations and updating such rules and regulations4. Implement and update policies and procedures related to KYC, Prevention of Money Laundering and Fight Read more […]
Head of European Compliance recruitment
We seek a bright, ambitious compliance officer with a strong academic background, solid regulatory experience and a practical, constructive approach. The candidate will have experience with compliance monitoring, periodic filing requirements, transaction reporting, and other regulatory responsibilities. Experience at the FSA or as a solicitor is highly preferred. Job Requirements: – Work closely with senior management to design a comprehensive compliance program – Lead the firm’s registration process with the FSA – Advise on all aspects of MiFID and MiFID II, the Read more […]
Compliance – Advice Specialist recruitment
Role and Responsibilities:* Maintain relationship with regulators and industry bodies on changing legislation* Interpret regulatory obligations to be disseminated directly to the financial planners* Monitor, investigate and escalate incidents* Make recommendations to the business regarding future mitigation and avoidance of issues Quals/Personal Attributes/Whats in it for the candidate:* Degree qualified * Background in financial planning from a compliance, assurance or consultancy environment* Prior regulatory experience is essential* Strong interpersonal skills and meticulous To discuss this Read more […]
VP, Control Room recruitment
Department Overview Barclays Capital is the investment banking division of Barclays Bank PLC. With a distinctive business model, Barclays Capital provides large corporate, government and institutional clients with a full spectrum of solutions to their strategic advisory, financing and risk management needs. Barclays Capital has offices around the world, employs over 23,000 people and has the global reach, advisory services and distribution power to meet the needs of issuers and investors worldwide. For further information about Barclays Capital, please visit our website www.barclayscapital.com. Read more […]
Legal Counsel – American MNC recruitment
Our ClientOur client is the world’s largest restaurant company and International Division is headquartered in US with the Asia regional office based in SingaporeOur International Division is headquartered in Dallas with the Asia regional office based in Singapore. The Asia Franchise Business has an annual turnover in excess of US$4 billion and covers 14 markets across South East Asia, North Asia and Pacific Island.The PositionSupport the Chief Legal Officer, Asia Region by providing legal and strategic advice to the businesses in Asia and overseeing all legal matters. The areas covered are general Read more […]