Head of Private Banking Compliance – Singapore recruitment
Key Roles Responsibilities Regulatory, Compliance and Reputational Risk Identification and Policy Setting * Leads in the identification of regulatory, compliance and reputational risks in the Private Bank business (‘Business’) and development of appropriate Compliance Program, Policies and Procedures to address such risks. * Anticipates and assesses regulatory, compliance and reputational risk trends and audit themes in the Private Bank business for Management attention and drives the development and implementation of appropriate Compliance programs, policies and procedures to address such trends Read more […]
Regional Head of Compliance recruitment
A regional role has come up to head up the Compliance team for this well established Investment Bank . There are 2 roles available – one in Hong Kong (Equities) and one in Singapore (Debt focused) – both at the Director level.Description:To help develop the Compliance framework within the BankTo provide advisory support on compliance and regulatory issues to Regional ManagementTo develop strong relationships with sales and trading functions and provide compliance training where requiredTo provide strong management to the existing teams and help to drive and build the compliance brand across Read more […]
Due Diligence – Accounts Review – PwM – Singapore recruitment
Client Due Diligence – Accounts Review/Opening – Associate – PwM – Singapore**This is a Temp Perm role (depending on performance for the initial 4 + 2 Month role)**Well known Wealth Management institution has a tempperm vacancy for a CDD/Accounts Review Professional.As the Client Due Diligence (Accounts Review/PwM/Singapore) Associate, you will be assisting with accounts reviews/opening and performing Due Diligence.In order to fulfil this role, the Client Due Diligence (Accounts Review/PwM/Singapore) Associate will need to have understanding of the Wealth Management Business and be pro-active Read more […]
SVP / VP – Compliance recruitment
Job Scope Provide leadership to promote compliance regulations within the bank. Working closely with senior management staff on the full spectrum of compliance issues. Ability to provide advise and implementation on compliance standardsEstablished relationship with both regulator and business units in the regioRequirementsHold relevant tertiary level qualification At least 10 years of compliance experience within a Banking environment. Strong knowledge of MAS regulationsExcellent interpersonal skills to engage with key leaders and stakeholders across the bankInterested applicants, kindly Read more […]
Legal Officer recruitment
Responsibilities:To advise on, negotiate, draft, update review various types of agreements other legal documents such as loan documents, guarantees etc.To liaise with external lawyers for conveyancing matterTo perform legal research, analyse legal issues and provide updates on any relevant changes in applicable laws and regulationsProvide legal advice and support to business and operational functions. Periodic review of bank standard document. Advise impact of regulatory changes. Requirements:At least two (2) years of working experience in the related field is required for this position, preferably Read more […]
Compliance officer recruitment
My client is currently looking for a compliance officer who is responsible for ensuring regulatory requirements for a regional basis. The candidate will be responsible for the following Monitor regulatory requirements and notices and maintain the compliance database Participate in global and regional compliance discussions Refine internal compliance regulations and processes. Maintain oversight of corporate secretarial work and ensure up to date governance information in the financial management systems The candidate will have the following qualifications Read more […]
Compliance Assistant Manager recruitment
The Company Our client is a Swiss wealth management institution offering services to private and institutional clients in the management of financial assets. They have presence in 29 locations in Europe, Asia and the Middle East and the Americas. The role This role requires you to be responsible for general compliance and full spectrum of AML. Ideally you will have both retail and private banking experience.Your Profile To be successful in this role, you must be a Degree holder with at least 3-5 years of experience in Compliance within a private banking space. You must be hardworking and possess Read more […]
Audit Manager recruitment
You will plan and manage bank’s general audit programmes in accordance to the Bank’s risk methodology framework. You will provide overall supervision and guidance to team members in audit engagements, including audit planning, risk matrices as well as provide constructive advice to manage risk and control issues. Requirements:• Degree in Accounting, Finance, Commerce, with Certified Internal Auditor (CIA),with 5 – 8 years’ relevant experience managing a team• Good planning and project management skills• Strong technology knowledge including strong understanding of global Read more […]
AVP Compliance recruitment
Our client is seeking to recruit a Assistant Vice President – Compliance to be part of their robust Group Compliance team.This position sits within the Consumer Banking Division and is responsible for providing support to the compliance team head in the execution of compliance programs including but not limiting to advisory, marketing materials reviews, implementation of compliance procedures, monitoring and training etc.To be considered, you should possess good interpersonal ability with excellent verbal and report writing skills to effectively interact internally and externally. Good analytical Read more […]
Securities Compliance Officer recruitment
About Our ClientLeading securities firmJob DescriptionAdvise management as to the relevant laws and regulations applicable to the Company’s activitiesSet up and develop ethical compliance standards for the conduct of businessInitiate and provide trainingManage regulatory issues and relationships with regulatorsEstablish and maintain the requisite framework within the Company for regulated activities under the SFAThe Successful ApplicantMust have prior on the job knowledge of the Securities and Corporate Finance industries.Strong background in regulatory complianceWhat’s on offerGood compensation Read more […]